Wealthfront is seeking a talented, passionate, and detail-oriented Anti-Money Laundering (AML) compliance professional to join its Financial Intelligence Unit. As the newest member of the FIU team, the ideal candidate will be someone who enjoys hands-on investigative work, possesses a strong degree of intellectual curiosity, and is looking to continue developing their AML skillset in an individual contributor capacity. This individual will work closely with other members of the Legal and Compliance division, and collaborate with other departments across the firm including Fraud Operations, Product Support, and Engineering.
Wealthfront is seeking a talented, passionate, and detail-oriented Anti-Money Laundering (AML) compliance professional to join its Financial Intelligence Unit. As the newest member of the FIU team, the ideal candidate will be someone who enjoys hands-on investigative work, possesses a strong degree of intellectual curiosity, and is looking to continue developing their AML skillset in an individual contributor capacity. This individual will work closely with other members of the Legal and Compliance division, and collaborate with other departments across the firm including Fraud Operations, Product Support, and Engineering.
Responsibilities
Conduct in-depth investigations that include thorough reviews of transactional activity, internal KYC records, and open source research and file Suspicious Activity Reports (SARs) in accordance with regulatory reporting requirementsMaintain accurate metrics for FIU investigations and SAR filings to ensure stakeholders are well-informed in decision-making processesLeverage expertise to identify unusual financial activity indicative of money laundering, terrorist financing, and fraudConduct deep-dives into account and transaction activity to identify and expand upon existing Fraud and Anti-Money Laundering (AML) typologiesSupport the Company’s suspicious activity detection, transaction monitoring, and reporting programs and drive enhancements to the program, including updates to related controls and accompanying policies and proceduresExpertise
Deep, wide, and practical understanding of money laundering typologies and related red flagsAdept at independently conducting investigations, filing SARs, and managing a large caseload with minimal guidanceExcellent analytical and organizational skills, able to set and meet deadlines in a fast-paced environmentExperience leading cross-functional projects, including collaboration with engineering teamsStrong verbal and written communication skills, including formal writing and presenting to senior leadershipRequired
BA/BS degree2 - 4 years direct or relevant experience conducting Anti-Money Laundering (AML), Sanctions or Follow-the-Money related analysis and/or investigationsWillingness to obtain applicable registrations and/or licenses as necessaryPreferred
CAMS certification Certified Fraud Examiner certification Experience with or general understanding of broader financial services including investment advisory and bankingExperience conducting investigations related to subpoenas and requests under Section 314(a) and 314(b) of the USA PATRIOT ActEstimated annual salary range: $114,480 - $125,000 USD plus equity and a discretionary bonus.
Benefits include medical, vision, dental, 401K plan, generous time off, parental leave, wellness reimbursements, professional development, employee investing discount, and more!
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